How to Write an Effective Compliance Investigation Report

Friday, Mar 31, 2017 at 10:00AM - 1:00PM

Event Details

This presentation gives attendees a blueprint for drafting a compliance investigation report that can be applied to varying circumstances. Mr. Anstine will go through each component of the investigation report and provide strategies and tips for drafting. To illustrate how to draft each component of the report, Mr. Anstine will walk attendees through a sample fact pattern of an allegation of non-compliance that needs to be investigated.

Objectives Of The Presentation
  • Learn what critical information needs to be included in the investigation report
  • Learn how to approach drafting each component of the report
  • Learn how to document witness interviews
  • Learn how to document your findings in the report
  • Learn how to maintain your investigation notes
  • Learn tips for maintaining your investigation files
Why Should you Attend
Responding to detected offenses is included in the Seven Elements of an Effective Compliance Program as deemed by the Office of Inspector General (OIG). This presentation is intended to provide strategies and tips for documenting investigations in a manner that can be defended should a government agency gets involved. Once a government agency is involved, the agents will not only look at subject matter of the allegation, but also how the compliance officer handled the investigation if the matter was first internally reported to him or her.

Areas Covered
  • Overview of the investigation process
  • The components of the investigation report
  • Strategies for handling each component of the report
  • Documenting your investigation
  • Documenting witness interviews
  • Overall tips for drafting the report
  • Questions and Answers
Who will Benefit
  • Compliance Officers
  • Internal Auditors
  • Healthcare organizations
For Registration

Note: Use Promo code PTY2D and get 10% off on registration (Valid till MARCH 31st 2017)

Organization Details

Online Compliance Panel (OCP) creates and delivers comprehensive industry relevant training sessions. These sessions are simple, interactive and cost effective. We are a predominantly web based information exchange forum. Live interactions on compliance training make the process holistic and effective. OCP largely emphasizes in offering regulatory compliance training to compliance professionals on varied topics. These primarily include risk management, quality management, corporate compliance and other regulatory compliances. Some of our primary areas of focus include advancement and updates in regulatory compliance, best practices and market trends.

We strive to incorporate high standards in developing a culture facilitating exchange of ideas resulting in functional excellence. OCP believes in nurturing ideas and thought processes through innovative e-learning methodologies. Our products and services are designed to offer customized solutions to industry and market. We bridge the gap between experience and knowledge thus delivering original and creative content.

Our objectives of employing interactive mediums ensure effective communication and mutual exchange of ideas. OCP closely follows best practices and regulatory trends in the global compliance scenario. We also observe and communicate trends witnessed in FDA, ISO regulations, process and design validation. All updates and additions to important laws can be accessed by our customers in real time.

Our mission is to empower compliance professionals through effective online training sessions. Our world class training methodologies stem from comprehensive understanding of client requirements. The content conforming to FDA and ISO standards is developed by well qualified and experienced industry leaders. Our offerings will exceed expectations and add value to your investment.

The content in various categories such as medical devices, pharmaceuticals and biotechnology will raise the bar in terms of quality already on offer .We hope to contribute to the creation of responsible organizations creating benchmarks in quality, integrity and transparency.

Online Event
38780 Tyson Lane, Apt 210
Fremont 94536

Starts March 31, 2017 at 10:00AM - 1:00PM

Add to my calendar  

Contact Information

Organization: Online Compliance Panel LLC

Event Contact: OCP Panel

Phone: 15108575896