Conducting a Loan Concentration Audit - Online Webinar

Tuesday, Apr 11, 2017 at 11:30AM - 2:30PM
Fremont, CA

Event Details

This timely webinar discusses how the institution's internal audit function can conduct a risk-based audit of the institution's concentrations oversight program.

Objectives Of The presentation
  • Review management's concentration assessments
  • Evaluate the adequacy of the risk management process to detect concentrations
  • Review board and management concentrations oversight related to:
    • Portfolio management
    • Portfolio stress testing and sensitivity analysis
    • Credit risk review function
    • Market analysis
    • Assessment of capital adequacy
    • Adequacy of management information systems
  • Evaluate the status of supervisory oversight of concentrations
Why Should you Attend
Loan concentrations must be properly monitored, managed and supported by adequate capital. When market and economic conditions are improving, concentrations can result in significant profit improvements for institutions. When conditions deteriorate, impairments and losses begin to surface. Market demand results in loan concentrations that management and the board notice after-the-fact. Those concentrations may later be viewed by regulators as risky. Without proper oversight, it may be too late to protect an institution from outsized losses that could result from having loan concentrations.

Areas Covered
  • Conduct Review of Concentration Risk Assessments
  • Evaluate the Adequacy of Risk Assessments to Detect Concentrations
  • Evaluate the Adequacy of Board and Management Oversight of Concentrations:
    • Risk Management Techniques
    • Market Monitoring and Analysis
    • Concentration Modeling
    • Loan Portfolio Diversification
  • Status of Supervisory Oversight of Concentrations
Who will Benefit
CFOs, financial officers, credit risk officers, loan review, senior lending officers, loan administration, internal auditors, audit committee members, anyone involved with enterprise risk management.

For Registration

Note: Use Promo code DE5YU and get 10% off on registration (Valid till APRIL 30th 2017)

Organization Details

Online Compliance Panel (OCP) creates and delivers comprehensive industry relevant training sessions. These sessions are simple, interactive and cost effective. We are a predominantly web based information exchange forum. Live interactions on compliance training make the process holistic and effective. OCP largely emphasizes in offering regulatory compliance training to compliance professionals on varied topics. These primarily include risk management, quality management, corporate compliance and other regulatory compliances. Some of our primary areas of focus include advancement and updates in regulatory compliance, best practices and market trends.

We strive to incorporate high standards in developing a culture facilitating exchange of ideas resulting in functional excellence. OCP believes in nurturing ideas and thought processes through innovative e-learning methodologies. Our products and services are designed to offer customized solutions to industry and market. We bridge the gap between experience and knowledge thus delivering original and creative content.

Our objectives of employing interactive mediums ensure effective communication and mutual exchange of ideas. OCP closely follows best practices and regulatory trends in the global compliance scenario. We also observe and communicate trends witnessed in FDA, ISO regulations, process and design validation. All updates and additions to important laws can be accessed by our customers in real time.

Our mission is to empower compliance professionals through effective online training sessions. Our world class training methodologies stem from comprehensive understanding of client requirements. The content conforming to FDA and ISO standards is developed by well qualified and experienced industry leaders. Our offerings will exceed expectations and add value to your investment.

The content in various categories such as medical devices, pharmaceuticals and biotechnology will raise the bar in terms of quality already on offer .We hope to contribute to the creation of responsible organizations creating benchmarks in quality, integrity and transparency.

Online Event
38780 Tyson Lane, Apt 210
Fremont, CA 94536

Starts April 11, 2017 at 11:30AM - 2:30PM

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Contact Information

Organization: Online Compliance Panel LLC

Event Contact: OCP Panel

Phone: 15108575896